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18 Oct, 2013
SFC Publishes FAQ on the New Sponsor Regime
SFC Publishes FAQ on the New Sponsor Regime

11 Oct, 2013
SFC Issues Takeovers Bulletin on Dealing Disclosures under Rule 22 and the Exemption from Rule 109 for Companies with Dual Listing
SFC Issues Takeovers Bulletin on Dealing Disclosures under Rule 22 and the Exemption from Rule 109 for Companies with Dual Listing

9 Oct, 2013
Stock Exchange and SFC Issue Updated Joint Policy Statement Regarding the Listing of Overseas Companies
Stock Exchange and SFC Issue Updated Joint Policy Statement Regarding the Listing of Overseas Companies

3 Oct, 2013
Non-Ferrous Metals Investment Adopts Leverage Model
Non-Ferrous Metals Investment Adopts Leverage Model

30 Sep, 2013
New Sponsors Regime To Come Into Effect For Listing Applications Submitted On Or After 1 October 2013 And Publication Of The Hong Kong Sponsor Due Diligence Guidelines
New Sponsors Regime To Come Into Effect For Listing Applications Submitted On Or After 1 October 2013 And Publication Of The Hong Kong Sponsor Due Diligence Guidelines

23 Sep, 2013
Exchange Publishes Guidance on Resumption of Long Suspended Companies
Exchange Publishes Guidance on Resumption of Long Suspended Companies

19 Sep, 2013
SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market Infrastructures
SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market Infrastructures

18 Sep, 2013
Exchange Issues Guidance on Documentary Requirements and Administrative Matters Relating to New Listing Applications
Exchange Issues Guidance on Documentary Requirements and Administrative Matters Relating to New Listing Applications

17 Sep, 2013
Exchange Provides Guidance on Confirmations from Reporting Accounts on Historical Financial Information
Exchange Provides Guidance on Confirmations from Reporting Accounts on Historical Financial Information

16 Sep, 2013
Exchange Publishes Guidance Letter HKEx-GL6-09A on Financial Information for the Trading Record Period Expected in the First Draft Listing Document for Listing Applications
Exchange Publishes Guidance Letter HKEx-GL6-09A on Financial Information for the Trading Record Period Expected in the First Draft Listing Document for Listing Applications

13 Sep, 2013
Exchange Sets Out Guidance on Logistical Arrangements for the Publication of Application Proofs Post Hearing Information Packs and Related Materials
Exchange Sets Out Guidance on Logistical Arrangements for the Publication of Application Proofs Post Hearing Information Packs and Related Materials

30 Aug, 2013
Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule
Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule

29 Aug, 2013
SFC Issues Takeovers Bulletin on Disqualifying Transactions under the Whitewash Guidance Note and Application of Rule 201B to Share Repurchases By Partial Offer
SFC Issues Takeovers Bulletin on Disqualifying Transactions under the Whitewash Guidance Note and Application of Rule 201B to Share Repurchases By Partial Offer

13 Aug, 2013
Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor Regulation
Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor Regulation

13 Aug, 2013
Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of Sponsors
Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of Sponsors

22 Jul, 2013
HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11
HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11

8 Jun, 2013
Hong Kong Stock Exchange Publishes Listing Decision on whether Deteriorating Financial Performance After Track Record Period and Other Factors Rendered Applicant Unsuitable for Listing
Hong Kong Stock Exchange Publishes Listing Decision on whether Deteriorating Financial Performance After Track Record Period and Other Factors Rendered Applicant Unsuitable for Listing

6 Jun, 2013
Hong Kong Stock Exchange Publishes Listing Decisions on Rights Issues and Spin-Offs
Hong Kong Stock Exchange Publishes Listing Decisions on Rights Issues and Spin-Offs

4 Jun, 2013

