Hong Kong Law
Newsletters
HKEx to Implement Volatility Control Mechanism Enhancements on 11 May 2020
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SFC Guidance for Authorised Funds amid the COVID-19 pandemic
The SFC has issued circulars and FAQs for SFC-licensed fund managers highlighting their regulatory obligations to ensure the fair treatment of investors particularly in applying liquidity risk management tools
SFC Publishes Guidance to Licensed Intermediaries amid COVID-19
The SFC has issued guidance to SFC-licensed brokers on how to comply with regulatory requirements, such as brokers’ order recording obligations of client orders taken outside the office.
HKEx IPO Market Q1 2020
COVID-19 has impacted the global IPO market but Hong Kong has performed reasonably in terms of deal numbers and proceeds raised. The following is an analysis of the market performance and outlook for 2020.
SFC Sets Standards for Leveraged Foreign Exchange Traders Effective 1 January 2021
Hong Kong’s SFC issued a circular and report setting out the expected regulatory standards and good industry practices for leveraged foreign exchange traders to comply with by 1 January 2021.
HKMA Announces Pre-approved Principal Payment Holiday Scheme amid COVID-19 Pandemic
The HKMA announced a scheme for banks to provide a six-month principal payment holiday to eligible corporate customers aimed at providing relief for SMEs affected by the COVID-19 outbreak.
SFC Guidance to ETF Fund Managers and Market Makers after Temporary Halt by ETF Market Maker amid COVID-19 Pandemic
The SFC issued a circular to management companies and market makers of SFC-authorised ETFs reminding ETF fund managers and market makers of their risk management obligations amid the COVID-19 outbreak.
Hong Kong Government Support for Local Enterprises & SMEs
The following provides a summary of the funding initiatives announced by the Hong Kong Government in light of COVID-19 aimed at local enterprises and SMEs severely affected.
Hong Kong Government Relief Measures in light of the COVID-19 Outbreak
This newsletter sets out the Hong Kong government’s two rounds of COVID-19 Relief Measures, intended to fund the fight against the COVID-19 Outbreak and providing subsidy to keep individuals in their jobs.
HKEx Announces Planned Launch of Master SPSA Service for Fund Managers
The HKEx announced the planned launch of Master SPSA Service for fund managers under Hong Kong China Stock Connect on 18 March 2020.
SFC Publishes Guidance to Fund Industry in view of COVID-19 Outbreak
The SFC issued its Circular to Management Companies and Trustees and Custodians of SFC-authorized funds on 27 March 2020 regarding their obligations to safeguard client interests amid COVID-19.
SFC and HKEx Joint Statement Explains how the Covid-19 Regulations Apply to Shareholders Meetings of HKEx Listed Companies
The SFC and HKEx issued a joint statement on the application of the prohibition on group gatherings to general meetings of HKEx Listed Issuers on 1 April 2020 following consultation with the HKSAR Government.