HKEx Directors Training | 19 | Model Code for Securities Transactions by Listed Issuers’ Directors

Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including the restrictions on directors’ dealing in the company’s securities under the Model Code. The dealing restriction applies (among others) when directors possess inside information and during “blackout periods” prior to the publication of the company’s financial results. Charltons is a dynamic independent Hong Kong law firm focussed on IPOs, Listing Rules, the Takeovers Code, Hong Kong SFC regulatory matters, M&A and corporate finance deals.

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