Market Existential Episode 20 | March 2023
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Episode Description:
On 27 February 2023, Julia Charlton presented a podcast on the HKEX and SFC Disciplinary & Enforcement Actions between January and April 2022. This podcast provided a brief introduction and overview of the trends of the disciplinary and enforcement actions of the HKEX and the SFC in the first four months of 2022, and considered various enforcement cases of the HKEX and the SFC with an aim to give you an understanding and awareness on the enforcement areas and breaches which were focused by the Stock Exchange and the SFC during the said period.
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