by cladmin | Mar 8, 2011 | Hong Kong Law
Download the Word Introduction The Withdrawal Of The 2004 Letter The New Regime Introduction On 21 January 2011 the Stock Exchange of Hong Kong (the “Exchange“) published a guidance letter (the “Guidance Letter“) on the new requirements for the publication...
by cladmin | Feb 28, 2011 | Hong Kong Law
Download the Word Introduction Who Is Permitted To Avail Of The Mmo Procedure? The Conditions To Be Met When Peforming A Mmo: Inaccessibility Of Electronic Listing Document Sponsors’ Responsibilities In Relation To A MMO Introduction The Hong Kong Stock Exchange has...
by cladmin | Feb 25, 2011 | Hong Kong Law
Introduction Background To The Reform The New Regime Preservation Of Existing Methods Use Of “Relevant Date” As The Time Reference For Ascertaining Whether An Investor Meets The Relevant Assets Or Portfolio Threshold To Qualify As A Professional Investor Extension Of...
by cladmin | Feb 22, 2011 | Hong Kong Law
Download the Word Introduction The New Regime: Background And General Comment The New Regime: The Key Features The Safe Harbours Duties And Liabilities Under The New Regime Sanctions Roles Of The SFC And SEHK The Next Step Introduction The Financial Services and...
by cladmin | Feb 14, 2011 | Hong Kong Law
Download the Word Introduction Background The Offences Under The 2010 Act The Extra Territorial Effct Of The Act The Adequate Procedures Defence Under Section 7 (2) And The Ministry Of Jusitice’s Draft Guidelines Introduction The extensive jurisdictional reach of the...
by cladmin | Feb 2, 2011 | Hong Kong Law
Download the Word Introduction Background To The Reforms Previous Regulatory Framework Background To The Reform The New Regulatory Framework Respondent Query On Ascertaining Actual Number Of Shares Distributed Introduction Hong Kong Exchanges and Clearing Limited...
