Newsletter Hong Kong Law May 2013 Word version Hong Kong Law Issue 191 Hong Kong Stock Exchange Publishes Consultation Papers On Connected Transaction Rules Rules that should use the definitions of “connected person” and “associate” as in...
Newsletter Hong Kong Law May 2013 Word version The Exchange Publishes Frequently Asked Questions On Listing Rule Changes Consequential On The Statutory Regime For Disclosure Of Inside Information “False market” Media or analyst reports No need to consult...
Newsletter Hong Kong Law April 2013 Word version SFC Publishes Frequently-Asked-Questions on Chinese Walls Requirement Introduction The importance of “Chinese Walls” Person responsible for compliance “Confidential information or price sensitive...
Newsletter Hong Kong Law April 2013 Word version Hong Kong Stock Exchanges Publishes Three Listing Decisions on Reverse Takeovers HKEx-LD57-2013 HKEx-LD58-2013 HKEx-LD59-2013 The Hong Kong Exchanges and Clearing Limited (the Exchange) has released three listing...
Newsletter Hong Kong Law April 2013 Word version Hong Kong Stock Exchange Publishes Report On Issuers’ Annual Report Disclosure 1. Disclosure by investment companies 2. Impairment of intangible assets from material acquisitions 3. Results of performance...
Newsletter Hong Kong Law April 2013 Word version SFC Publishes FAQ On Statutory Inside Information Disclosure Regime And The Exchange Publicly Censures Listed Issuer For Non-Disclosure Under Previous Listing Rule Regime Increase in number of announcements on inside...
Newsletter Hong Kong Law April 2013 Word version HKEx Publishes Listing Decisions In Relation To Convertible Note/Bond Issues 1. HKEx-LD55-2013: Classification of a listed issuer’s subscription for convertible notes where conversion is at the discretion of the...
Newsletter Hong Kong Law April 2013 Word version Stock Exchange Publishes Guidance on Listing Document Disclosure for New Applicant Mineral Companies Relevant Listing Rules Guidance on Disclosure The Hong Kong Stock Exchange (the Exchange) has published guidance...
Newsletter Hong Kong Law April 2013 Word version Stock Exchange of Hong Kong Publishes Consultation Conclusions On Allowing Listed Issuers to Release Inside Information During Trading Hours Subject To Short Trading Halts Summary Of Proposals To Be Implemented Support...
Newsletter Hong Kong Law March 2013 Word version Bill To Regulate The Hong Kong OTC Derivative Market To Be Introduced In The Second Quarter 2013 Background Interim measures Legislative and regulatory framework OTC products coverage and mandatory obligations Mandatory...
