Newsletter Hong Kong Law December 2013 Word version Hong Kong Law Update 213 Introduction 1. PME Group Director Acquitted of Making False or Misleading Announcements 2. Court Orders Insider Dealers to Compensate Investors under section 213 Securities and Futures...
Newsletter Hong Kong Law December 2013 Word version Hong Kong Stock Exchange Publishes Guidance Letter on Suitability for Listing and Listing Decision on the Suitability for Listing of Applicants which had Conducted Business in Countries Subject to Sanctions...
Newsletter Hong Kong Law October 2013 Word version SFC Publishes FAQ On The New Sponsor Regime Relevant Requirements The FAQs On 8 October 2013, the Securities and Futures Commission (SFC) published Frequently Asked Questions (the FAQs) (see archive) on the new regime...
[show_newsletter_sitepath] Hong Kong Law October 2013 Word version SFC Issues Takeovers Bulletin on Dealing Disclosures and Other Matters Introduction Dealing disclosures under Rule 22 of the Takeovers Code Application of Rule 10.9 of the Takeovers Code to unaudited...
Newsletter Hong Kong Law October 2013 Word version Stock Exchange and SFC Issue Updated Joint Policy Statement Regarding the Listing of Overseas Companies Introduction The Revised Joint Statement – Overview The Takeovers Code Revised Joint Statement –...
Newsletter Hong Kong Law September 2013 Word version New Sponsors Regime To Come Into Effect For Listing Applications Submitted On Or After 1 October 2013 And Publication Of The Hong Kong Sponsor Due Diligence Guidelines New Sponsors Regime Hong Kong Sponsor Due...
Newsletter Hong Kong Law September 2013 Word version Exchange Publishes Guidance on Resumption of Long Suspended Companies Resumption of trading for PN 17 companies Resumption of trading for companies suspended for material issues The Hong Kong Stock Exchange (the...
Newsletter Hong Kong Law September 2013 Word version SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market Infrastructures Introduction The Principles The Application of the Guidelines Introduction The Securities and Futures...
Newsletter Hong Kong Law September 2013 Word version Exchange issues guidance on Documentary Requirements and Administrative Matters relating to New Listing Applications Guidance The Stock Exchange of Hong Kong Limited (the Exchange) has published guidance letter...
Newsletter Hong Kong Law September 2013 Word version Hong Kong Law Issue 204 Exchange provides Guidance On Confirmations Required for Accountants’ Reports, Pro Forma Financial Information And Profit Forecasts Exchange Provides Guidance on Management Discussion...
