Exchange Publishes Guidance on Issue of Convertible Securities by Listed Issuers
The Stock Exchange of Hong Kong Limited (the Exchange) has published guidance letter HKEx-GL80-151 (the...
Hong Kong Law Archive:
Mainland-Hong Kong Mutual Recognition of Funds Initiative to Launch on 1 July 2015
The much anticipated Mainland-Hong Kong Mutual Recognition of Funds Initiative (MRF) will be launched on...
SFC Publishes Update on Intermediaries’ KYC and Account Opening Obligations
The Hong Kong Securities and Futures Commission (SFC) has published a circular1 reminding intermediaries of...
Hong Kong Listing Rule Amendments to Reflect New Financial Information Disclosure and Other Requirements
The Hong Kong Stock Exchange (the Exchange) has published its Consultation Conclusions1 on amendments to...
Hong Kong Stock Exchange 2015 Listing Decisions: Regulatory Breaches Impact Cash Flow Calculation and Controlling Shareholders’ Post-IPO Lock-up Explained
The Hong Kong Exchanges and Clearing Limited (the Exchange) has published two listing decisions in...
New SFC Guidance on Inside Information and Listing Document Disclosure and Appropriateness of IPO Incentive Schemes
The Securities and Futures Commission's (the SFC's) latest Corporate Regulation Newsletter (Issue No. 2 of...
China Adds 3 New FTZs and Introduces New National Security Review Procedures for Foreign Investments in FTZs
Having experimented with the Shanghai Free Trade Zone (SFTZ) for more than a year, in...
Court of Final Appeal Ruling: Pacific Sun Advisors and its Director Acquitted of SFO Offence re. Unauthorised Issue of Fund Advertisements
On 20 March, 2015, the Hong Kong Court of Final Appeal (the CFA) ruled1 in...
New Pre-Trade Checking Model for Trading A Shares under Shanghai-Hong Kong Stock Connect
Rule changes to allow fund managers holding A shares through special accounts to settle A...
Hong Kong Stock Exchange to Issue Conclusions on Weighted Voting Rights
The Hong Kong Stock Exchange Limited (Exchange) will issue its conclusions on its August 2014...