FINI – HKEX’s New IPO Settlement Platform to Implement T+2 IPO Settlement Timetable
Introduction of the new mandatory IPO settlement platform ‘Fast Interface for New Issuance’ (FINI) will...
Hong Kong Law Archive:
SFC to Upgrade Competency Standards for Licensed Intermediaries and Individuals from 1 January 2022
The MRF scheme enables Hong Kong and Thai funds authorised or approved for retail distribution...
Implementation of Hong Kong-Thailand Mutual Recognition of Funds Scheme
The MRF scheme enables Hong Kong and Thai funds authorised or approved for retail distribution...
FSTB Concludes Consultation on Registration Regime for Dealers in Precious Metals and Stones
Registrants engaging in cash transactions at or above HK$120,000 will fall under Category B and...
Court Rejects Judicial Review Application to Challenge HKEX Delisting
This is the latest in a line of recent High Court judicial review judgments made...
HKEx Listing Rule Changes on Disciplinary Powers and Sanctions effective 3 July 2021
The SFC and HKEX have observed an increasing number of “ramp-and-dump” schemes in recent IPOs,...
SFC and HKEX Issue Joint Statement on IPO-related Misconduct
The SFC and HKEX have observed an increasing number of “ramp-and-dump” schemes in recent IPOs,...
HKEX to Raise Main Board Profit Requirement from 1 January 2022
The HKEX decided to adopt a smaller increase of 60% in the aggregate profit required...
FSTB Concludes Consultation on Licensing Regime for Hong Kong Virtual Asset Exchanges
FSTB proposed establishing a licensing regime under the AMLO for VASPs in Hong Kong, which...
Hong Kong Government subsidises establishment of Hong Kong open-ended fund companies and real estate investment trusts
The Hong Kong Government subsidies announced by the SFC for the establishment of Hong Kong...