Proposed New Regulatory Regime For Sponsors

Proposed New Regulatory Regime For Sponsors

Download the Word The Code On Corporate Governance Practices: Interim Reporting Requirements Annex A Brief Summary of Disclosure Requirements Introduction I. New Regulatory Regime For Sponsors Ongoing Compliance Compliance Advisers Effective Date And Proposed...
Guidelines on Analyst Conflicts of Interest

Guidelines on Analyst Conflicts of Interest

Download the Word Introduction I. Guidelines To Address Analyst Conflicts Of Interest II. Extracts And Advertisements Concerning Prospectuses Under The Companies Ordinance Introduction The SFC’s Guidelines to Address Analyst Conflicts of...