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Hong Kong Stock Exchange Reports on Financial Statements Review 2017

Hong Kong Stock Exchange Reports on Financial Statements Review 2017

by NewsLetter Adminstrator | Jun 11, 2018 | Hong Kong Law

Download the PDF Download the Word The Hong Kong Stock Exchange released its Financial Statements Review Programme Report  2017 on 1 June 2018.  The report sets out the Stock Exchange’s key findings on compliance with accounting standards and...
HKMA Circular on Credit Risk Management for Personal Lending Business

HKMA Circular on Credit Risk Management for Personal Lending Business

by NewsLetter Adminstrator | Jun 7, 2018 | Hong Kong Law

Download the PDF Download the Word Introduction On 9 May 2018, the Hong Kong Monetary Authority (HKMA) issued a Circular on Credit Risk Management for Personal Lending Business (Circular), allowing authorized institutions (AIs) to adopt credit risk...
Securities and Futures Professional Investor Rules Amendments

Securities and Futures Professional Investor Rules Amendments

by NewsLetter Adminstrator | Jun 5, 2018 | Hong Kong Law

Download the PDF Download the Word The Securities and Futures (Professional Investor) Rules (PI Rules) will be amended to implement modifications previously granted by the Securities and Futures Commission (SFC)[1] with effect from 13 July 2018, subject...
Corporate misconduct: SFC outlines its regulatory approach

Corporate misconduct: SFC outlines its regulatory approach

by NewsLetter Adminstrator | Jun 2, 2018 | Hong Kong Law

Download the PDF Download the Word The Securities and Futures Commission (SFC) outlined its proactive regulatory approach to tackling corporate misconduct in the second issue of the SFC Regulatory Bulletin: Listed Corporations (Regulatory Bulletin)...
Listing Rules on Capital Raisings by Listed Issuers Tightened by HKEx

Listing Rules on Capital Raisings by Listed Issuers Tightened by HKEx

by NewsLetter Adminstrator | May 31, 2018 | Hong Kong Law

Download the PDF Download the Word Changes to the Listing Rules of the Hong Kong Stock Exchange (HKEx) will take effect on 3 July 2018.  These implement the proposals suggested by HKEx in its September 2017 Consultation Paper on capital raisings by...
SFC Outlined Market Regulation Approach and fined Citigroup

SFC Outlined Market Regulation Approach and fined Citigroup

by NewsLetter Adminstrator | May 29, 2018 | Hong Kong Law

Download the PDF Download the Word Mr. Brian Ho of the Hong Kong Securities and Futures Commission (SFC) outlined the SFC’s approach to market regulation in a speech[1] on 17 May 2018. The speech covered the April 2018 changes to the Hong Kong Stock...
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