by cladmin | Jul 28, 2005 | Hong Kong Law
Download the Word Introduction 1. Forms And Codes 2. Security Interests Given By Substantial Shareholders 3. De Minimis Exception 4. Aggregation Exemption 5. Stock Borrowing And Lending 6. Credit Derivatives 7. Index-Linked Equity Instruments 8. Changes In Nature Of...
by cladmin | Jul 13, 2005 | Hong Kong Law
Download the Word The Code On Corporate Governance Practices: Interim Reporting Requirements Annex A Brief Summary of Disclosure Requirements Introduction I. New Regulatory Regime For Sponsors Ongoing Compliance Compliance Advisers Effective Date And Proposed...
by cladmin | Jun 6, 2005 | Hong Kong Law
Download the Word New Shareholder Remedies Under The Companies Ordinance Effective 15 July, 2005 Introduction I. Proposed Revision Of The SFC’s Guidance Note On Prevention Of Money Laundering And Terrorist Financing II. The Companies (Amendment) Ordinance 2004...
by cladmin | May 3, 2005 | Hong Kong Law
Download the Word Introduction SFC-Authorised Funds And Unit Trusts Permitted To Invest In Listed REITS From April 22, 2005 SFC Proposals To Allow SFC-Authorised REITs To Invest In Overseas Properties Introduction Amendments to the SFC’s Code on Unit Trusts and...
by cladmin | Apr 18, 2005 | Hong Kong Law
Download the Word Introduction I. Guidelines To Address Analyst Conflicts Of Interest II. Extracts And Advertisements Concerning Prospectuses Under The Companies Ordinance Introduction The SFC’s Guidelines to Address Analyst Conflicts of...
by cladmin | Mar 29, 2005 | Hong Kong Law
Download the Word Codification Of The More Important Listing Rules Codification Of The More Important Listing Rules The amendments will codify the more important of the Exchange’s Listing Rules into statutory listing requirements under the Securities...
