by NewsLetter Adminstrator | Oct 3, 2018 | Hong Kong Law
Download the PDF Download the Word The Hong Kong Stock Exchange (the Exchange) is consulting the public on proposed changes to the process and structure for reviewing decisions of the Exchange’s Listing Committee. The consultation’s key proposals are: to permit...
by NewsLetter Adminstrator | Sep 21, 2018 | Hong Kong Law
Download the PDF Download the Word IntroductionThe Securities and Futures Commission (the SFC) published a consultation paper[1] on 17 August 2018, proposing additional guidelines on risk management practices for securities margin financing (SMF) activities...
by NewsLetter Adminstrator | Aug 20, 2018 | Hong Kong Law
Download the PDF Download the Word On 5 July 2018, the Securities and Futures Commission (SFC) launched a Consultation Paper[1] on amendments to the Guideline on Anti-Money Laundering and Counter-Terrorist Financing (the Guideline) to keep it...
by NewsLetter Adminstrator | Aug 15, 2018 | Hong Kong Law
Download the PDF Download the Word Introduction Amendments to Hong Kong’s Codes on Takeovers and Mergers and Share Buy-backs (Codes) took effect on 13 July 2018 with the publication by the Securities and Futures Commission (SFC) of its Consultation Conclusions on...
by NewsLetter Adminstrator | Jul 28, 2018 | Hong Kong Law
Download the PDF Download the Word IntroductionOn 27 July 2018, the Stock Exchange of Hong Kong Limited (the Stock Exchange) published its Consultation Conclusions on the Review of the Corporate Governance Code and Related Listing Rules (the Consultation Conclusions),...
by NewsLetter Adminstrator | Jul 27, 2018 | Hong Kong Law
Download the PDF Download the Word Introduction CCB International Capital Limited (CCBIC) has been reprimanded and fined $24 million by the Securities and Futures Commission (the SFC) for its failure to discharge its duties as a sole sponsor in the...
