by NewsLetter Adminstrator | Jul 27, 2018 | Hong Kong Law
Download the PDF Download the Word Introduction CCB International Capital Limited (CCBIC) has been reprimanded and fined $24 million by the Securities and Futures Commission (the SFC) for its failure to discharge its duties as a sole sponsor in the...
by NewsLetter Adminstrator | Jul 20, 2018 | Hong Kong Law
Download the PDF Download the Word Introduction The Stock Exchange of Hong Kong Limited (the Stock Exchange or HKEx) published Guidance Letter HKEX-GL97-18 (the Guidance Letter) on 6 July 2018 setting out certain relaxations from the HKEx...
by NewsLetter Adminstrator | Jul 19, 2018 | Hong Kong Law
Download the PDF Download the Word 1. Introduction The Stock Exchange of Hong Kong Limited (Hong Kong Stock Exchange or HKEx) published a Consultation Paper on Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments (Consultation Paper) on 29...
by NewsLetter Adminstrator | Jul 10, 2018 | Hong Kong Law
Download the PDF Download the Word Hong Kong’s new corporate fund regime allowing investment funds to incorporate as open-ended fund companies (OFCs), as an alternative to the currently permitted unit trust form, will take effect on 30 July 2018, subject to the...
by NewsLetter Adminstrator | Jun 26, 2018 | Hong Kong Law
Download the PDF Download the Word Introduction The Securities and Futures Commission (SFC) published a Consultation on Proposed Enhancements to the Investor Compensation Regime (Consultation) on 27 April 2018. The cut-off date for responding to the...
by NewsLetter Adminstrator | Jun 22, 2018 | Hong Kong Law
Download the PDF Download the Word A new delisting framework will take effect on 1 August 2018, subject to the legislative process, under amendments to the Main Board Listing Rules (MB Rules) and GEM Listing Rules (GEM Rules) of the Hong Kong Stock Exchange...
