by cladmin | Mar 26, 2013 | Hong Kong Law
Download the Word Cornerstone Investors Relevant Listing Rules Exchange Guidance Guidance for Pre-IPO Investors The Exchange has published guidance letter, GL51-13 (see archive) (Guidance Letter), to remind listing applicants that no direct or indirect...
by cladmin | Mar 26, 2013 | Hong Kong Law
Download the Word Background Interim measures Legislative and regulatory framework OTC products coverage and mandatory obligations Mandatory reporting Mandatory clearing Penalty against breaches of mandatory obligations Regulation of intermediaries Systematically...
by cladmin | Mar 11, 2013 | Hong Kong Law
Download the Word Introduction Background Decision Analysis and Waivers Requests Introduction The Hong Kong Exchanges and Clearing Limited (the Exchange) published Listing Decision HKEx-LD52-2013 (see archive) (Listing Decision) on 8 March 2013,...
by cladmin | Feb 9, 2013 | Hong Kong Law
Download the Word Hong Kong Law Issue 179 Hong Kong Stock Exchange Issues Guidance Letter And Listing Decisions In Relation To Mineral Companies Hong Kong Stock Exchange Publishes Listing Decision Regarding A Main Board Listing Applicant That Was Engaged In The...
by cladmin | Feb 2, 2013 | Hong Kong Law
Download the Word Introduction Neglecting The Guidelines Outlined In Guidance Letter HKEx-GL27-12 Business Model Future Plans And Business Strategies Disclosure Of Financial Position Listing Rule Contravention Suitability Of The Directors/Key Management Staff...
by cladmin | Dec 24, 2012 | Hong Kong Law
Download the Word The Securities and Futures Commission (SFC) has published a reminder to listed companies to make all necessary price sensitive information announcements in the run up to 1 January 2013 to ensure that their price sensitive...
