by cladmin | May 27, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction ICBCI Failures in Relation to their Role in Powerlong IPO Deutsche Bank Regulatory Breaches and Internal Control Failings Introduction The Securities and Futures Commission (SFC) has made two announcements in relation to...
by cladmin | May 22, 2014 | Hong Kong Law
Download the PDF Download the Word Investor and Participant Eligibility Trading Arrangements Eligible Stocks Quotas (on a “Net Buy” Basis) Price Limits Trading Currency Short Selling, Margin Financing and Stock Borrowing and Lending Disclosure Obligations Company...
by cladmin | May 16, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction A) Applicable Listing Rules B) Guidance Introduction The Hong Kong Stock Exchange (the Exchange) has published guidance letter HKEx-GL76-14 (see archive), which provides information on the disclosure in...
by cladmin | May 9, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction What is “crowd-funding”? Potential application of relevant securities laws and regulations Potential liability and enforcement of a breach Potential risks for investors participating in crowd-funding activities...
by cladmin | Apr 23, 2014 | Hong Kong Law
Download the PDF Download the Word Basic market information Key contract specifications Hong Kong Exchanges and Clearing Limited (HKEx) announced yesterday, 22 April 2014, that it plans to launch its commodities business with four futures contracts that will be traded...
by cladmin | Apr 16, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction Proposals 1. Legal Framework 2. Regulators 3. Legal Structure 4. Formation and Incorporation 5. Administration and Operation 6. Protected Cells 7. Termination and Winding Up 8. Regulatory Regime 9. Tax and Other Issues...
