by teddyromulo | Apr 1, 2020 | COVID-19, Hong Kong Law
Download the PDF Download the Word On 27 March 2020, Hong Kong’s Securities and Futures Commission (SFC) issued a circular to Hong Kong licensed intermediaries reminding them of their suitability obligations and the need to disseminate information to clients...
by teddyromulo | Apr 1, 2020 | COVID-19, Hong Kong Law
Download the PDF Download the Word The Securities and Futures Commission in Hong Kong (SFC) issued guidance on licensing related matters in light of the COVID-19 pandemic in the form of frequently asked questions (FAQs) on 31 March 2020. The SFC indicated...
by teddyromulo | Mar 31, 2020 | Hong Kong Law
Download the PDF Download the Word On 28 February 2020, HKEx updated its listing guidance including guidance for mineral company listing applicants and on the IPO sponsor due diligence work and listing document disclosure required for distributorship business models....
by teddyromulo | Mar 30, 2020 | COVID-19, Hong Kong Law
Download the PDF Download the Word On 4 February 2020, in light of travel restrictions due to the outbreak of COVID-19, the Securities and Futures Commission (SFC) and the Stock Exchange of Hong Kong Limited (HKEx) issued a Joint Statement in relation to Results...
by teddyromulo | Mar 27, 2020 | Hong Kong Law
Download the PDF Download the Word Hong Kong’s Limited Partnership Fund Bill[1] was gazetted on 20 March 2020[2] and will allow funds to be set up as limited partnerships in Hong Kong. The Limited Partnership Fund legislation aims to attract investment funds...
by teddyromulo | Mar 20, 2020 | Hong Kong Law
Download the PDF Download the Word The Stock Exchange of Hong Kong Limited (HKEx) published a report on Review of Issuers’ Annual Report Disclosure in January 2020. The review is a monitoring programme in which HKEx examines annual reports’ compliance with...
