by cladmin | Oct 18, 2013 | Hong Kong Law
Download the Word Relevant Requirements The FAQs On 8 October 2013, the Securities and Futures Commission (SFC) published Frequently Asked Questions (the FAQs) (see archive) on the new regime on the regulation of sponsors under the SFC’s new paragraph...
by cladmin | Oct 11, 2013 | Hong Kong Law
Download the Word Introduction Dealing disclosures under Rule 22 of the Takeovers Code Application of Rule 10.9 of the Takeovers Code to unaudited quarterly results published during an offer period Introduction The Securities and Futures Commission (SFC) has...
by cladmin | Oct 9, 2013 | Hong Kong Law
Download the Word Introduction The Revised Joint Statement – Overview The Takeovers Code Revised Joint Statement – Section 1: Shareholder Protection Standards Revised Joint Statement – Section 2: Regulatory Cooperation Revised Joint Statement – Section 3: Accounting...
by cladmin | Sep 30, 2013 | Hong Kong Law
Download the PDF Download the Word New Sponsors Regime Hong Kong Sponsor Due Diligence Guidelines free download of 750+ page hong kong sponsor due diligence guidelines, coordinated by charltons, developed as an initiative of hong kong sponsors to promote...
by cladmin | Sep 23, 2013 | Hong Kong Law
Download the Word Resumption of trading for PN 17 companies Resumption of trading for companies suspended for material issues The Hong Kong Stock Exchange (the Exchange) has published guidance letter HKEx-GL66-1 (see archive) (Guidance Letter) with regard to...
by cladmin | Sep 19, 2013 | Hong Kong Law
Download the Word Introduction The Principles The Application of the Guidelines Introduction The Securities and Futures Commission (SFC) issued the “Guidelines on the application of the CPSS-IOSCO Principles for Financial Market Infrastructures” (see archive)...
