Hong Kong Law Archives

HKEX Launches Major Consultation on Listing Framework Reform

by Kenneth Ballon | Mar 16, 2026 | Hong Kong Law

Download the PDF Download the Word Proposed changes to WVR structures, secondary listing thresholds, innovative company requirements, and confidential filing aim to sharpen Hong Kong’s competitive edge The Stock Exchange of Hong Kong Limited (the HKEX) published...

Joint ICAC–SFC Operation Targets Bribery and Insider Dealing in Hong Kong’s Securities Sector

by Kenneth Ballon | Mar 13, 2026 | Hong Kong Law

Download the PDF Download the Word The Independent Commission Against Corruption (ICAC) and the Securities and Futures Commission (SFC) conducted a joint operation codenamed Operation Fuse on 10 and 11 March 2026, targeting insider dealing and corruption...

Hong Kong Takeovers Code Update

by Kenneth Ballon | Mar 12, 2026 | Hong Kong Law

Download the PDF Download the Word This Hong Kong Takeovers Code Update covers two significant regulatory developments. First, the Securities and Futures Commission (SFC) has published Issue No. 75 of its Takeovers Bulletin (December 2025), providing...

Hong Kong Financial Regulators Launch GenA.I. Sandbox++ to Accelerate Responsible A.I. Adoption across the Financial Sector

by Kenneth Ballon | Mar 10, 2026 | Hong Kong Law

Download the PDF Download the Word On 5 March 2026, Hong Kong’s four principal financial regulators — the Hong Kong Monetary Authority (the HKMA), the Securities and Futures Commission (the SFC), the Insurance Authority (the IA), and the Mandatory...

Hong Kong SFC Obtained HK$595 Million Compensation Order and up to 15 Year Disqualification Against Shadow Director and Senior Officers of Superb Summit International Group Limited Under Section 214 of the Hong Kong Securities and Futures Ordinance

by Kenneth Ballon | Mar 9, 2026 | Hong Kong Law

Download the PDF Download the Word On 21 January 2026, the Hong Kong Securities and Futures Commission (SFC) published an enforcement news, stating that it has obtained a number of court orders against directors and senior executives of Superb Summit International...

Hong Kong: SFC Obtains Three-Year Disqualification Order Against Former Executive Director of National United Resources Holdings Limited for Fictitious Fuel Oil Transactions and Breach of Directors’ Duties

by Kenneth Ballon | Mar 2, 2026 | Hong Kong Law

Download the PDF Download the Word On 14 January 2026, the Hong Kong Securities and Futures Commission (SFC) published an enforcement update stating that it has obtained a disqualification order [2025] HKCFI 6449 from the Court of First Instance...