by teddyromulo | Jun 29, 2020 | Hong Kong Law
Download the PDF Download the Word On 22 June 2020, the SFC announced that it has reprimanded and fined Guotai Junan Securities (Hong Kong) Limited (Guotai Junan) HK$25.2 million for internal control failures and regulatory breaches in failing to...
by teddyromulo | Jun 24, 2020 | Hong Kong Law
Download the PDF Download the Word On 18 June 2020, Hong Kong Exchanges and Clearing Limited (HKEx) announced plans to launch the HKEX Sustainable and Green Exchange – STAGE – to provide a database of sustainable and green investment products available in...
by teddyromulo | Jun 24, 2020 | Hong Kong Law
Download the PDF Download the Word Joint Consultation Conclusions[1] on proposals for a paperless securities market for Hong Kong were published in April 2020. The original proposals were set out in a Consultation Paper (Consultation Paper) issued...
by teddyromulo | Jun 23, 2020 | COVID-19, Hong Kong Law
Download the PDF Download the Word The Compulsory Quarantine of Certain Persons Arriving at Hong Kong Regulation (Cap. 599C) (the “Regulations”) was introduced by the HKSAR Government on 08 February 2020. The Regulations applied to persons arriving at Hong Kong from a...
by teddyromulo | Jun 17, 2020 | COVID-19, Hong Kong Law
Download the PDF Download the Word The HKSAR Government on 16 June 2020 announced a further relaxation of the social distancing measures in Hong Kong as a result of the steady decline of COVID-19 cases in Hong Kong. Having said that, the HKSAR Government is...
by teddyromulo | Jun 8, 2020 | Hong Kong Law
Download the PDF Download the Word Hong Kong’s securities regulator, the Securities and Futures Commission (SFC), continued its focus on disciplining licensed intermediaries for breaches of the Code of Conduct for Persons Licensed by or Registered with the SFC (SFC...
