The Court of First Instance (the Court) has ordered Ernst & Young (EY) to produce to the Securities and Futures Commission (SFC) specified accounting records relating to its work as the reporting accountant and…
Archived Post for "Insights"
SFC Reprimands and Fines ICBCI and Deutsche Bank
The Securities and Futures Commission (SFC) has made two announcements in relation to the failings of, and penalties imposed, on Deutsche Bank Aktiengesellschaft (Deutsche Bank), and ICBC International Capital…
Exchange Publishes Further Information on Shanghai-Hong Kong Stock Connect
The Stock Exchange of Hong Kong (SEHK) has published further information in relation to Shanghai-Hong Kong Stock Connect (Stock Connect), the proposed mutual market access programme which will allow investors in…
Exchange Issues Guidance on Opinion Letters Prepared By Independent Financial Advisers
The Hong Kong Stock Exchange (the Exchange) has published guidance letter HKEx-GL76-14 (see archive), which provides information on the disclosure in opinion letters prepared by independent financial advisers…
SFC Issues Notice on Risks and Potential Regulatory Issues of Crowd-Funding
The Securities and Futures Commission (SFC) issued a notice (see archive) on 7 May 2014 to remind parties carrying out crowd-funding activities of the potential securities regulatory implications and liabilities…
China opens Beijing to direct gold imports
Download the PDF Download the Word HKEx to launch its first Asia commodities contracts Basic market information Key contract specifications India’s top court lifts iron ore mining ban in Goa China opens Beijing to direct gold imports Caterpillar to sell its Rantigny...
HKEx to Launch its First Asia Commodities Contracts
Hong Kong Exchanges and Clearing Limited (HKEx) announced yesterday, 22 April 2014, that it plans to launch its commodities business with four futures contracts that will be traded in its derivatives market.
FSTB Consults on Open-Ended Fund Company Structure
The Financial Services and the Treasury Bureau (FSTB) published the Open-ended Fund Companies Consultation Paper (see archive) (Consultation Paper) and a press release (see archive) on 20 March 2014 setting…
Exchange Reviews Disclosure in Annual Reports to Monitor Rule Compliance
The Exchange has published its second report (see archive) on findings and recommendations from a review of disclosure in issuers’ annual reports issued for the financial years ended between December 2012 and…
Linking of Shanghai and Hong Kong Stock Exchanges
CSRC and SFC approve Shanghai-Hong Kong Stock Connect pilot programme on 10 April 2014 for mutual stock market access.