SFC To Step Up Oversight Of Corporate Conduct
The SFO requirement for listed companies to make timely and accurate disclosure of price sensitive...
Hong Kong Law Archive:
Hong Kong Stock Exchange Publishes Guidance Letter on Suitability for Listing and Listing Decision on the Suitability for Listing of Applicants Which Had Conducted Business in Countries Subject to Sanctions
Hong Kong Stock Exchange has published guidance letter on suitability for listing and listing decision...
SFC Publishes FAQ on the New Sponsor Regime
On 8 October 2013, the SFC published FAQs on the new regime on the regulation...
SFC Issues Takeovers Bulletin on Dealing Disclosures under Rule 22 and the Exemption from Rule 109 for Companies with Dual Listing
SFC has published in its Takeovers Bulletin information relating to dealing disclosures under Rule 22...
Stock Exchange and SFC Issue Updated Joint Policy Statement Regarding the Listing of Overseas Companies
The Stock Exchange of Hong Kong (the Exchange) and the Securities and Futures Commission (SFC)...
New Sponsors Regime To Come Into Effect For Listing Applications Submitted On Or After 1 October 2013 And Publication Of The Hong Kong Sponsor Due Diligence Guidelines
free download of 750+ page hong kong sponsor due diligence guidelines, coordinated by charltons, developed...
Exchange Publishes Guidance on Resumption of Long Suspended Companies
The Hong Kong Stock Exchange has published guidance letter HKEx-GL66-1 with regard to the criteria...
SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market Infrastructures
The SFC issued Guidelines on the application of the CPSS-IOSCO Principles for Financial Market Infrastructures...
Exchange Issues Guidance on Documentary Requirements and Administrative Matters Relating to New Listing Applications
The Stock Exchange of Hong Kong Limited (the Exchange) has published guidance letter HKEx-GL55-13 (the...
Exchange Provides Guidance on Confirmations from Reporting Accounts on Historical Financial Information
Exchange has published guidance letters on confirmations on accountants' reports, financial information and profit forecasts...