Hong Kong Law Archives - Page 39 of 68

SFC Publishes Update on Intermediaries’ KYC and Account Opening Obligations

Newsletter Hong Kong Law May 2015 PDF version Word version SFC Publishes Update on Intermediaries’ KYC and Account Opening Obligations Certification Process Accuracy of Client Information The Hong Kong Securities and Futures Commission (SFC) has published a...

Hong Kong Listing Rule Amendments to Reflect New Financial Information Disclosure and Other Requirements

Newsletter Hong Kong Law May 2015 PDF version Word version Hong Kong Listing Rule Amendments to Reflect New Financial Information Disclosure and Other Requirements INTRODUCTION Changes relating to Financial Information Disclosure Changes not relating to Financial...

Hong Kong Stock Exchange 2015 Listing Decisions: Regulatory Breaches Impact Cash Flow Calculation and Controlling Shareholders’ Post-IPO Lock-up Explained

Newsletter Hong Kong Law May 2015 PDF version Word version Hong Kong Stock Exchange 2015 Listing Decisions: Regulatory Breaches Impact Cash Flow Calculation and Controlling Shareholders’ Post-IPO Lock-up Explained INTRODUCTION HKEx LISTING DECISION LD85-2015...

New SFC Guidance on Inside Information and Listing Document Disclosure and Appropriateness of IPO Incentive Schemes

Newsletter Hong Kong Law May 2015 PDF version Word version New SFC Guidance on Inside Information and Listing Document Disclosure and Appropriateness of IPO Incentive Schemes LISTED COMPANIES’ INSIDE INFORMATION DISCLOSURE OBLIGATION CUSTOMER IDENTITIES AND IPO...

China Adds 3 New FTZs and Introduces New National Security Review Procedures for Foreign Investments in FTZs

Newsletter Hong Kong Law May 2015 PDF version Word version China Adds 3 New FTZs and Introduces New National Security Review Procedures for Foreign Investments in FTZs New and Existing FTZs The Negative List 2015 China’s National Security Review for Foreign...

Court of Final Appeal Ruling: Pacific Sun Advisors and its Director Acquitted of SFO Offence re. Unauthorised Issue of Fund Advertisements

Newsletter Hong Kong Law April 2015 PDF version Word version Court of Final Appeal Ruling: Pacific Sun Advisors and its Director Acquitted of SFO Offence re. Unauthorised Issue of Fund Advertisements Background Magistrate’s Decision in favour of Pacific Sun The...

New Pre-Trade Checking Model for Trading A Shares under Shanghai-Hong Kong Stock Connect

Newsletter Hong Kong Law March 2015 PDF version Word version New Pre-Trade Checking Model for Trading A Shares under Shanghai-Hong Kong Stock Connect Introduction Rationale for the Change The Enhanced Model Market Response Introduction Rule changes to allow fund...

Hong Kong Stock Exchange to Issue Conclusions on Weighted Voting Rights

Newsletter Hong Kong Law March 2015 PDF version Word version Hong Kong Stock Exchange to Issue Conclusions on Weighted Voting Rights Introduction Latest SFC Comments Related Issues: China’s Draft Foreign Investment Law Introduction The Hong Kong Stock Exchange...

Hong Kong Profits Tax Exemption to be Extended to Offshore Private Equity Funds 2015

Newsletter Hong Kong Law March 2015 PDF version Word version Hong Kong Profits Tax Exemption to be Extended to Offshore Private Equity Funds Background Limitation of the Current Regime The New Exemption A Briefing Paper1 proposing to extend the current profits tax...

HKEx Consults on Volatility Control Mechanism and Closing Auction Session 2015

[show_newsletter_sitepath] Hong Kong Law March 2015 PDF version Word version Hong Kong Stock Exchange Consults on Volatility Control Mechanism and Closing Auction Session Introduction Key Features of Proposed Voluntary Control Mechanism Key Features of Proposed...