[show_newsletter_sitepath] Hong Kong Law April 2016 PDF version Word version Insider Dealing in Securities Listed Offshore: High Court Interprets Section 300 SFO in Landmark Case Background Decision Conclusion In a landmark decision, the Court of First Instance has...
[show_newsletter_sitepath] Hong Kong Law April 2016 PDF version Word version SFAT Reprimands and Fines Moody’s HK$11 million over Red Flags Report on Chinese Companies Background The Appeal The Securities and Futures Appeals Tribunal (SFAT or the Tribunal) has...
[show_newsletter_sitepath] Hong Kong Law April 2016 PDF version Word version Hong Kong Stock Exchange Publishes Guidance Letter for Issuers Subject to Rumours or Market Commentaries Background Issuers’ Action Further reviews or investigations Background The...
[show_newsletter_sitepath] Hong Kong Law April 2016 PDF version Word version SFC Commences Market Misconduct Proceedings for Alleged Breaches of Inside Information Disclosure Requirements Inside Information Disclosure Requirements under Part XIVA of the SFO Late...
[show_newsletter_sitepath] Hong Kong Law April 2016 PDF version Word version SFC Publishes Consultation Conclusions on Principles of Responsible Ownership Introduction Background The Seven Principles of Responsible Ownership Applicability of the Seven Principles of...
[show_newsletter_sitepath] Hong Kong Law March 2016 PDF version Word version New Open-Ended Fund Company Structure for Hong Kong Funds to be Introduced Under the Securities and Futures (Amendment) Bill 2016 Introduction Open-ended Fund Company Structure Securities and...
[show_newsletter_sitepath] Hong Kong Law March 2016 PDF version Word version Amendments to the Hong Kong Professional Investor Regime Take Effect on 25 March 2016 Background Categories of Professional Investors The New Regime Individual Professional Investors...
[show_newsletter_sitepath] Hong Kong Law March 2016 PDF version Word version Hong Kong SFC Publishes Circular on Requirements for Authorisation of Leveraged and Inverse Products Structured as ETFs Background Requirements Application The Securities and Futures...
[show_newsletter_sitepath] Hong Kong Law March 2016 PDF version Word version SFC Concludes on Expanding Scope of Short Position Reporting Introduction Overall support for the Consultation Proposals Expanded Scope of Reporting Reporting Threshold Designated Securities...
[show_newsletter_sitepath] Hong Kong Law March 2016 PDF version Word version HKMA and SFC Publish Draft Rules Introducing Mandatory Clearing and Expanding Mandatory Reporting for OTC Derivatives Introduction Background A. Phase 1 Clearing B. Phase 2 Reporting...
