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GEM Listing Committee Censures L & A International Holdings

[show_newsletter_sitepath] Hong Kong Law December 2018 PDF version Word version GEM Listing Committee Censures L & A International Holdings GEM Listing Committee Censures L & A International Holdings The GEM Listing Committee of the Stock Exchange of Hong Kong...

CFA Allows Appeal on Insider Dealing of Asia Telemedia Shares

[show_newsletter_sitepath] Hong Kong Law December 2018 PDF version Word version CFA Allows Appeal on Insider Dealing of Asia Telemedia Shares The Court of Final Appeal of Hong Kong has allowed the appeal of the Securities and Futures Commission (SFC) against the...

Hong Kong Green Finance Strategic Framework Announced by SFC

[show_newsletter_sitepath] Hong Kong Law October 2018 PDF version Word version SFC Announces Strategic Framework for Hong Kong Green Finance On 21 September 2018, the Securities and Futures Commission (SFC) published its strategic framework for developing Hong Kong...

Listing Committee Review Structure under Consultation

[show_newsletter_sitepath] Hong Kong Law October 2018 PDF version Word version Listing Committee Review Structure under Consultation The Hong Kong Stock Exchange (the Exchange) is consulting the public on proposed changes to the process and structure for reviewing...

SFC Consults on Guidelines for Securities Margin Financing

[show_newsletter_sitepath] Hong Kong Law September 2018 PDF version Word version SFC Consults on Guidelines for Securities Margin Financing Introduction The Securities and Futures Commission (the SFC) published a consultation paper[1] on 17 August 2018, proposing...

SFC Consults on AML and CTF Guidelines

[show_newsletter_sitepath] Hong Kong Law August 2018 PDF version Word version SFC Consults on AML and CTF Guidelines On 5 July 2018, the Securities and Futures Commission (SFC) launched a Consultation Paper[1] on amendments to the Guideline on Anti-Money Laundering...

Hong Kong Takeovers Code Amendments effective 13 July 2018

[show_newsletter_sitepath] Hong Kong Law August 2018 PDF version Word version Hong Kong Takeovers Code Amendments effective 13 July 2018 Introduction Amendments to Hong Kong’s Codes on Takeovers and Mergers and Share Buy-backs (Codes) took effect on 13 July 2018 with...