SFC Guidance for Authorised Funds amid the COVID-19 pandemic
The SFC has issued circulars and FAQs for SFC-licensed fund managers highlighting their regulatory obligations...
Hong Kong Law Archive:
SFC Publishes Guidance to Licensed Intermediaries amid COVID-19
The SFC has issued guidance to SFC-licensed brokers on how to comply with regulatory requirements,...
HKEx IPO Market Q1 2020
COVID-19 has impacted the global IPO market but Hong Kong has performed reasonably in terms...
SFC Sets Standards for Leveraged Foreign Exchange Traders Effective 1 January 2021
Hong Kong’s SFC issued a circular and report setting out the expected regulatory standards and...
HKMA Announces Pre-approved Principal Payment Holiday Scheme amid COVID-19 Pandemic
The HKMA announced a scheme for banks to provide a six-month principal payment holiday to...
SFC Guidance to ETF Fund Managers and Market Makers after Temporary Halt by ETF Market Maker amid COVID-19 Pandemic
The SFC issued a circular to management companies and market makers of SFC-authorised ETFs reminding...
Hong Kong Government Support for Local Enterprises & SMEs
The following provides a summary of the funding initiatives announced by the Hong Kong Government...
Hong Kong Government Relief Measures in light of the COVID-19 Outbreak
This newsletter sets out the Hong Kong government’s two rounds of COVID-19 Relief Measures, intended...
HKEx Announces Planned Launch of Master SPSA Service for Fund Managers
The HKEx announced the planned launch of Master SPSA Service for fund managers under Hong...
SFC Publishes Guidance to Fund Industry in view of COVID-19 Outbreak
The SFC issued its Circular to Management Companies and Trustees and Custodians of SFC-authorized funds...