HKEX Publishes Consultation Conclusions on Hong Kong SPACs
On 17 December 2021, the Stock Exchange of Hong Kong Limited (HKEX) published conclusions to...
Hong Kong Law Archive:
SFC Releases Consultation Conclusions on the Proposed Code of Conduct on Hong Kong Bookbuilding and Placing Activities and HKEx Sponsor Coupling
On 29 October 2021, the SFC published its consultation conclusions on the proposed code of...
Hong Kong ICAC charges 4 individuals with conspiracy to defraud over “backdoor listing” of a listed company and money laundering
The ICAC charged four individuals with conspiracy to defraud for concealing a “backdoor listing” agreement...
SFC’s Julia Leung Gives Update on Hong Kong Crypto Regulation
The SFC is considering whether retail investors should be given access to crypto ETFs through...
Hong Kong SFC Fines IPO Sponsors for Due Diligence Failures
The SFC fines two sponsors in their respective breaches of their sponsor due diligence obligations...
Charltons on behalf of 7 corporate finance firms responds to HKEX SPAC Consultation
Charltons on behalf of 7 corporate finance firms submitted responses to the HKEX consultation paper...
HKEX Issues Consultation Paper on SPACs
The HKEX published a consultation paper on the proposed Hong Kong SPAC listing framework, which...
Singapore Exchange Introduces SPAC Listing Framework
The Singapore Exchange (SGX) announced new rules to enable Special Purpose Acquisition Companies (SPACs) to...
SFC Publishes Q2 2021 Report
The SFC published its quarterly report for Q2, covering the period April to June 2021,...
SFC Concludes on Hong Kong Investor Identification Regime and OTC Securities Transactions Reporting Regime
The SFC published its Consultation Conclusions on proposals to introduce an investor identification regime for...