by NewsLetter Adminstrator | Mar 14, 2018 | Hong Kong Law
Download the PDF Download the Word On 9 March 2018, the Securities and Futures Commission (SFC) and the Stock Exchange of Hong Kong Limited (the Exchange) signed an addendum (Addendum) to the Memorandum of Understanding (MoU) Governing Listing...
by NewsLetter Adminstrator | Feb 23, 2018 | Hong Kong Law
Download the PDF Download the Word Download the Word Introduction On 23 February 2018, the Hong Kong Stock Exchange (the “Stock Exchange”) released a Consultation Paper on a Listing Regime for Companies from Emerging and Innovative Sectors (the “Consultation...
by NewsLetter Adminstrator | Feb 23, 2018 | Hong Kong Law
Download the PDF Download the Word Hong Kong’s Securities and Futures Commission (SFC) has publicly reprimanded and fined Interactive Brokers Hong Kong Limited (IBHK) HK$4.5 million for breaches of the Code of Conduct for Persons Licensed by or Registered with the SFC...
by NewsLetter Adminstrator | Feb 9, 2018 | Hong Kong Law
Download the PDF Download the Word Download the Word Hong Kong’s Securities and Futures Commission (SFC) published a Consultation Paper (Consultation Paper) on proposed changes to the Codes on Takeovers and Mergers and Share Buybacks (the Codes) for a...
by NewsLetter Adminstrator | Dec 20, 2017 | Hong Kong Law
Download the PDF Download the Word On 24 November 2017, the Stock Exchange of Hong Kong (the Exchange) published three listing decisions. LD 115-2017[1] and LD 116-2017[2] dealt with the question of whether the issuers had a sufficient level...
by NewsLetter Adminstrator | Dec 19, 2017 | Hong Kong Law
Download the PDF Download the Word The Stock Exchange of Hong Kong Limited (the HKEx) published its Consultation Conclusions on Review of the Growth Enterprise Market (GEM) and Changes to the GEM and Main Board Listing Rules (Consultation Conclusions)...
