by cladmin | Feb 7, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction Chronology Breach of Old Rule 13.09 by the Company Breach of directors’ undertaking Seriousness of the breach Sanctions Introduction On 28 January 2014, the Exchange published a press release in relation to the censure...
by cladmin | Feb 5, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction Relevant Listing Rules Guidance Introduction The Hong Kong Stock Exchange (the Exchange) has published Guidance Letter GL72-14 (see archive) providing guidance on disclosure in the “Applicable Laws and...
by cladmin | Jan 28, 2014 | Hong Kong Law
Download the PDF Download the Word Disclosure of Material Changes in Financial, Operational and/or Trading Position after Trading Record Period (HKEx-GL41-12) Disclosure in the “Summary and Highlights” Section of IPO Listing Documents (HKEx-GL27-12) Guidance On...
by cladmin | Jan 14, 2014 | Hong Kong Law
Download the PDF Download the Word Increase in number of announcements on inside information in 2013 Frequently-Asked-Questions (FAQs) The following three questions were previously published: It has been a year since the statutory regime for disclosure of inside...
by cladmin | Dec 24, 2013 | Hong Kong Law
Download the Word International Regulatory Co-operation Matters Requirements for Constitutional Documents The Hong Kong Stock Exchange (Exchange) has published country guides (see archive) for twenty of the twenty-one overseas jurisdictions which the...
by cladmin | Dec 23, 2013 | Hong Kong Law
Download the Word Introduction 1. PME Group Director Acquitted of Making False or Misleading Announcements 2. Court Orders Insider Dealers to Compensate Investors under section 213 Securities and Futures Ordinance (SFO) 3. SFC Commences section 213 Proceedings against...
