by cladmin | May 30, 2012 | Hong Kong Law
Download the Word Relevant Listing Rules Guidance & Clarification The Stock Exchange of Hong Kong (Exchange) published on 8 May 2012 a guidance letter (HKEx-GL35-12) on profit forecast in the IPO process to provide guidance and clarification on the following...
by cladmin | May 24, 2012 | Hong Kong Law
Download the Word Introduction Background Summary Of Proposals – New Requirements Consolidation of Other Existing Requirements How To Respond To The Consultation Paper Appendix A – Questions of the Consultation Paper Appendix B – Summary of Proposed Provisions and...
by cladmin | May 11, 2012 | Hong Kong Law
Download the Word 1. Introduction 2. Key Features Of The PSI Disclosure Regime 3. The New Statutory Regime: Background 4. Definition Of Insider Information 5. Timing Of Disclosure 6. Manner Of Disclosure 7. The Safe Harbours 8. SFC’s Power To Grant Waivers 9....
by cladmin | May 4, 2012 | Hong Kong Law
Download the Word Hong Kong Stock Exchange Issues Guidance On Hard Underwriting Disclosure In Listing Documents SFC Fines Investors For Illegal Short Selling Of Expected Allocation Of Excess Rights Shares SFC Issues Fine And Revokes Ipo Sponsor’S Licence For Failure...
by cladmin | May 2, 2012 | Hong Kong Law
Download the Word Introduction The AMLO Guidelines On Compliance Outline Of The AML/CTF Guideline AML/CTF Systems (Chapter 2) Business Conducted Outside Hong Kong Risk Based Approach (Chapter 3) Customer Due Diligence (Chapter 4) Suspicious Transaction Reports...
by cladmin | Apr 26, 2012 | Hong Kong Law
Download the Word Introduction Listing Rule Requirements Companies Ordinance Requirements Guidance From Exchange Introduction In April 2012, the Stock Exchange of Hong Kong Limited (Exchange) issued a guidance letter (HKEx-GL33-12) (Guidance Letter) on the disclosure...
