Hong Kong Law Archives - Page 87 of 118

Hong Kong Stock Exchange Publishes Report on Issuers Annual Report Disclosure

by cladmin | Apr 19, 2013 | Hong Kong Law

Download the Word 1. Disclosure by investment companies 2. Impairment of intangible assets from material acquisitions 3. Results of performance guarantees on acquisitions 4. Connected transactions 5. Significant changes to financial positions 6. Newly listed issuers...

SFC Publishes FAQ on Statutory Inside Information Disclosure Regime and the Exchange Publicly Censures Listed Issuer for Non-Disclosure under Previous Listing Rule Regime

by cladmin | Apr 12, 2013 | Hong Kong Law

Download the Word Increase in number of announcements on inside information Frequently-Asked-Question (FAQ) Regulatory decision to censure a listed issuer for its breach of the old Listing Rule 13.09 Analysis Internal control measures The new statutory regime for the...

HKEx Publishes Listing Decisions in Relation to Convertible Note-Bond Issues

by cladmin | Apr 11, 2013 | Hong Kong Law

Download the Word 1. HKEx-LD55-2013: Classification of a listed issuer’s subscription for convertible notes where conversion is at the discretion of the listed issuer 2. HKEx-LD56-2013: Exchange not prepared to give listing approval for new shares to be issued upon...

Stock Exchange Publishes Guidance on Listing Document Disclosure for New Applicant Mineral Companies

by cladmin | Apr 10, 2013 | Hong Kong Law

Download the Word Relevant Listing Rules Guidance on Disclosure The Hong Kong Stock Exchange (the Exchange) has published guidance letter HKEx-GL52-13 (see archive) (the Guidance Letter) with regard to the disclosures expected in mineral company...

Stock Exchange of Hong Kong Publishes Consultation Conclusions on Allowing Listed Issuers to Release Inside Information During Trading Hours Subject to Short Trading Halts

by cladmin | Apr 8, 2013 | Hong Kong Law

Download the Word Summary Of Proposals To Be Implemented Support For Short Trading Halts Trading Halts And Resumptions Timing Of Results Announcements Outstanding Orders Before Trading Halts Single Price Auction Sessions Non-Inside Information Announcements A+H Shares...

Bill to Regulate the Hong Kong OTC Derivative Market to be Introduced in the Second Quarter 2013

by cladmin | Mar 26, 2013 | Hong Kong Law

Download the Word Background Interim measures Legislative and regulatory framework OTC products coverage and mandatory obligations Mandatory reporting Mandatory clearing Penalty against breaches of mandatory obligations Regulation of intermediaries Systematically...