by cladmin | Aug 5, 2014 | Hong Kong Law
Download the PDF Download the Word Background Section 1 – Introduction Section 2: An Overview of Overseas Company Listings On HKEx Section 3: Hong Kong’s Regulatory Regime Section 4 – Recommendations and Observations Section 5 – Conclusion Background On 18 June, 2014...
by cladmin | Aug 1, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction The Main Aims Proposal Summary Further Details: Registration Further Details: Disciplinary actions Appeals Funding Governance of the Financial Reporting Council Comments Introduction The Financial Services and the...
by cladmin | Jul 29, 2014 | Hong Kong Law
Download the PDF Download the Word Timeline The Decision Reasons for the Decision The Takeovers and Mergers Panel (the Panel) has ruled that SouthGobi Resources Limited (SouthGobi) should be considered a ‘public company in Hong Kong’ under the Codes on Takeovers...
by cladmin | Jul 7, 2014 | Hong Kong Law
Download the PDF Download the Word Current Guidelines Amendments to the Guidelines Consultation and Proposed Implementation The Securities and Futures Commission (SFC) is proposing to add two more categories of exemptions from the disclosure-of-interests requirement...
by cladmin | Jul 2, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction Assessment of business continuity plans Introduction The Licensing Department of the Securities and Futures Commission (the SFC) has issued a circular (see archive) to licensed corporations containing a...
by cladmin | Jun 30, 2014 | Hong Kong Law
Download the PDF Download the Word The Proposals A. Risk management and internal control B. Responsibilities of the board and management C. Annual review and disclosure in the Corporate Governance Report D. Internal audit E. Audit Committee’s role The Stock Exchange...
