Please join Julia Charlton for a webinar on the SFC’s Bookbuilding Conduct Requirements and the related HKEX Listing Rule requirements at 5:00pm – 6:00pm HKT on 25 October 2024.

The webinar is accredited with 1 CPD point from The Law Society of Hong Kong.

Register here >

About the Webinar

The webinar will cover the following topics and participants may enroll via the registration page:

• Introduction and overview of the regime governing book-building and placing activities
• Summary of the SFC’s concerns leading to the introduction of the requirements
• Key provisions of Paragraph 21 of the Code of Conduct and corresponding Listing Rule conduct requirements
• Appointment of Capital Market Intermediaries, Overall Coordinators and Sponsor-OCs
• Fee arrangements
• Responsibilities of OCs and CMIs