Hong Kong Law Archives ETF Trading Under Stock Connect to Commence 4 July 2022Jun 30, 2022SFC and HKEx Disciplinary Actions in April 2022Jun 23, 2022ETF Connect: SFC & CSRC Announce Inclusion of ETFs in Stock ConnectJun 10, 2022HKEx Listing Rule Amendments reflect New SFC Code of Conduct Provisions for Issuers and Intermediaries involved in Bookbuilding and Placing ActivitiesMay 3, 2022SFC Releases End-To-End Test Packages and File Transfer Connectivity Guide for the Hong Kong Investor Identification RegimeApr 28, 2022HKEx and SFC Disciplinary Actions in March 2022Apr 21, 2022First SPAC Lists on HKEX under New SPAC Listing RegimeApr 1, 2022U.S. President Issues Executive Order on Digital Asset RegulationMar 22, 2022Recent HKEx and SFC Disciplinary ActionsMar 8, 2022SFC Enforcement Actions in January and February 2022Mar 3, 2022HKEX update on timing relief for HKEX listed issuers for the publication of 2021 preliminary financial resultsFeb 22, 2022HKEX and SFC Disciplinary Actions in November to December 2021Feb 21, 2022SFC and HKMA Issue Joint Circular on Intermediaries’ Virtual Asset-related ActivitiesFeb 9, 2022HKMA Issues Proposals for Regulating Payment-related StablecoinsFeb 3, 2022HKEX’s New Listing Regime for Overseas Issuers Effective 1 January 2022Jan 19, 2022HKEX Corporate Governance Code and Listing Rule Changes Effective 1 Jan 2022Jan 7, 2022Overview of HKEX’s New SPAC Listing RegimeDec 23, 2021HKEX Publishes Consultation Conclusions on Hong Kong SPACsDec 17, 2021SFC Releases Consultation Conclusions on the Proposed Code of Conduct on Hong Kong Bookbuilding and Placing Activities and HKEx Sponsor CouplingDec 16, 2021Hong Kong ICAC charges 4 individuals with conspiracy to defraud over “backdoor listing” of a listed company and money launderingNov 23, 2021SFC’s Julia Leung Gives Update on Hong Kong Crypto RegulationNov 18, 2021Hong Kong SFC Fines IPO Sponsors for Due Diligence FailuresNov 11, 2021Charltons on behalf of 7 corporate finance firms responds to HKEX SPAC ConsultationNov 2, 2021HKEX Issues Consultation Paper on SPACsOct 6, 2021Singapore Exchange Introduces SPAC Listing FrameworkSep 9, 2021SFC Publishes Q2 2021 ReportSep 1, 2021SFC Concludes on Hong Kong Investor Identification Regime and OTC Securities Transactions Reporting RegimeAug 24, 2021FINI – HKEX’s New IPO Settlement Platform to Implement T+2 IPO Settlement TimetableAug 9, 2021SFC to Upgrade Competency Standards for Licensed Intermediaries and Individuals from 1 January 2022Jul 5, 2021Implementation of Hong Kong-Thailand Mutual Recognition of Funds SchemeJun 28, 2021FSTB Concludes Consultation on Registration Regime for Dealers in Precious Metals and StonesJun 22, 2021Court Rejects Judicial Review Application to Challenge HKEX DelistingJun 16, 2021HKEx Listing Rule Changes on Disciplinary Powers and Sanctions effective 3 July 2021Jun 7, 2021SFC and HKEX Issue Joint Statement on IPO-related MisconductJun 2, 2021HKEX to Raise Main Board Profit Requirement from 1 January 2022May 31, 2021FSTB Concludes Consultation on Licensing Regime for Hong Kong Virtual Asset ExchangesMay 28, 2021Hong Kong Government subsidises establishment of Hong Kong open-ended fund companies and real estate investment trustsMay 11, 2021HKEX Proposes Extension of its Secondary and Dual Primary Listing RegimesApr 22, 2021HKEX Proposes to Revise Corporate Governance Code and Related Listing RulesApr 20, 2021HKEX Proposes Simplification of HKEX Listing Regime for Overseas CompaniesApr 10, 2021 Page 5 of 19« First« Prev...2345678...Next »Last »
HKEx Listing Rule Amendments reflect New SFC Code of Conduct Provisions for Issuers and Intermediaries involved in Bookbuilding and Placing ActivitiesMay 3, 2022
SFC Releases End-To-End Test Packages and File Transfer Connectivity Guide for the Hong Kong Investor Identification RegimeApr 28, 2022
HKEX update on timing relief for HKEX listed issuers for the publication of 2021 preliminary financial resultsFeb 22, 2022
SFC Releases Consultation Conclusions on the Proposed Code of Conduct on Hong Kong Bookbuilding and Placing Activities and HKEx Sponsor CouplingDec 16, 2021
Hong Kong ICAC charges 4 individuals with conspiracy to defraud over “backdoor listing” of a listed company and money launderingNov 23, 2021
SFC Concludes on Hong Kong Investor Identification Regime and OTC Securities Transactions Reporting RegimeAug 24, 2021
SFC to Upgrade Competency Standards for Licensed Intermediaries and Individuals from 1 January 2022Jul 5, 2021
FSTB Concludes Consultation on Registration Regime for Dealers in Precious Metals and StonesJun 22, 2021
Hong Kong Government subsidises establishment of Hong Kong open-ended fund companies and real estate investment trustsMay 11, 2021
