Hong Kong Regulation of Virtual Asset Trading Platform Operations

Please join Julia Charlton for a webinar on Hong Kong Regulation of Virtual Asset Trading Platform Operations at 4-6pm HKT 20 October 2023.

The webinar is accredited with Two CPD points from The Law Society of Hong Kong.

Register here >

About the Webinar:

The webinar will cover the following topics and participants may enroll via the registration page.

  • – Introduction to the licensing regimes under the AMLO & SFO
  • – Key Definitions: virtual assets, VASPs etc.
  • – The Licensing Requirements: Financial Resources; Responsible Officers; Licensed Representatives; Ultimate Owners & Substantial Shareholders, MICs
  • – External Assessment Reports
  • – Licensing Conditions: Token Admission Review Committee; VA due diligence and admission criteria
  • – Conditions for offering VA for retail trading
  • – Prohibited activities
  • – VASP’s obligations re: suitability, disclosure, handling client assets, insurance & compensation
  • – AML and CTF obligations and Application of Travel Rule to VA transfers
  • – VASP’s ongoing reporting obligations & CPT requirements
  • – Market misconduct offences
  • – AMLO licensing regime’s transitional arrangements

· Enrolment limited – enrolments will be accepted on a first-come-first-served basis.

· Please note that we accept no liability for any non-availability for any CPD Point(s) for any participants whatsoever.

CH-020324 (Webpage Portal) | 2023-10-04 (Published) | 2023-10-04 (Updated)