Discover Charltons HKEx Directors Training series on insider dealing under SFO Sections 270 and 291. Learn what constitutes insider dealing, who it applies to, and key obligations for directors and listed issuers in Hong Kong.
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HKEx Directors Training | 20 | Disclosure of Interests under Part XV Securities and Futures Ordinance
Charltons HK law firm on HKEx Listing Rules: Directors’ & 5% shareholder disclosure obligations for interests in shares, debentures, and short positions.
HKEx Directors Training | 19 | Model Code for Securities Transactions by Listed Issuers’ Directors
Charltons HK law firm clarifies HKEx Listing Rules and Model Code restrictions on directors’ share dealings. Learn about insider trading and blackout periods. Expertise in IPOs, M&A, SFC regulatory matters, and corporate finance.
HKEx Directors Training | 18 | Corporate Governance Code
Charltons HK law firm guides HKEx directors on Listing Rules & Corporate Governance Code compliance. Expertise in IPOs, M&A, SFC regulatory matters, & corporate finance.
HKEx Directors Training | 17 | Corporate Governance
HKEx Directors Training: Corporate Governance requirements for Hong Kong listed companies. Learn about INEDs, Audit, Remuneration, Nomination committees, compliance, diversity & ESG reporting rules.
HKEx Directors Training | 16 | Connected Transactions
Charltons Hong Kong law firm advises HKEx listed company directors on Hong Kong laws & HKEx Listing Rules, including connected transactions, definitions of connected persons and associates, and available exemptions. Experts in IPOs, Takeovers Code, SFC regulatory matter…
HKEx Directors Training | 15 | Notifiable Transactions
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including the requirements for notifiable transactions. This covers the classification of notifiable transactions, application of the percen…
HKEx Directors Training | 14 | New Securities Issues
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors including the methods and requirements for new issues of securities. Charltons is a dynamic independent Hong Kong law firm focussed on IPOs,…
HKEx Directors Training | 13 | Shareholders’ Meetings
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors and the requirements relating to convening and the conduct of board meetings including voting and announcement requirements. Charltons is a …
HKEx Directors Training | 12 | Board Meetings
Charltons Hong Kong law firm explains the major Hong Kong laws and HKEx Listing Rules applicable to HKEx listed company directors and the obligations relating to holding board meetings including voting and announcement requirements. Charltons is a dynamic independent Ho…