US SEC Dismisses Civil Enforcement Action Against Coinbase Amid Crypto Regulatory Shift
Archived Post for "Webinars & Podcasts"
Crypto Fines, Margin Reforms & Global Oversight | Podcast Episode 29
US SEC Dismisses Civil Enforcement Action Against Coinbase Amid Crypto Regulatory Shift
Global AI Oversight, SEC Fraud Cases & Regulatory Shifts | Podcast Episode 28
US SEC Dismisses Civil Enforcement Action Against Coinbase Amid Crypto Regulatory Shift
Hong Kong Takeovers Code: Rules & Shareholder Protections | Market Existential Episode 38
The Code on Takeovers and Mergers, also known as the Takeovers Code, was introduced in Hong Kong in 1975 and is voluntary, relying on market participants’ willingness to comply rather than legal enforcement. The Code is overseen by the Executive Director of the Corpo…
Crypto ETFs, AI Governance & Global Financial Oversight | Podcast Episode 27
US SEC Dismisses Civil Enforcement Action Against Coinbase Amid Crypto Regulatory Shift
Crypto Oversight, SPAC Fines & Market Reform | Podcast Episode 26
US SEC Dismisses Civil Enforcement Action Against Coinbase Amid Crypto Regulatory Shift
AI Oversight, Insider Trading & Custody Rules | Podcast Episode 25
US SEC Dismisses Civil Enforcement Action Against Coinbase Amid Crypto Regulatory Shift
HK Book Building Rules: Sponsor Coupling & CMI Conduct | Market Existential Episode 37
The webinar discusses the implementation of the Book Building Conduct Requirements as part of the SFC’s Code of Conduct and the related amendments to the Stock Exchange’s Main Board and GEM listing rules, which took effect in August 2022. These requirements arise fro…
HK Treasury Share Reform & Re-Domiciliation Proposal | Market Existential Episode 36
The webinar introduces significant changes related to the treasury share regime and the proposed company re-domiciliation scheme in Hong Kong, focusing first on the treasury share regime that began in June 2024. The Hong Kong Stock Exchange amended its listing rules …
HKEX Chapter 18: Mineral & Petroleum Listing Rules | Market Existential Episode 35
The webinar discusses the listing of mineral and petroleum companies on the Hong Kong Stock Exchange, focusing on the specific requirements laid out in Chapter 18 of the Main Board Listing Rules. Chapter 18 allows these companies to bypass certain financial tests req…