Archived Post for "Market Existential"

Nasdaq Dubai and Charltons’ webinar on Listing Opportunities on Nasdaq Dubai. Nasdaq Dubai is an international exchange located in the Dubai International Financial Centre with a large and diversified investor base from 212 nationalities. For this podcast, we were...

Hong Kong’s AML law revised to license VASPs and register dealers; FATF gaps addressed via Cap. 615 update.

On 28 October 2022, Julia Charlton presented a podcast on SFC Bookbuilding Conduct Requirements – HKEX Listing Rules & Transitional Arrangements. This podcast provided an overview of the concerns leading to the Bookbuilding Conduct Requirements and an in-depth...

On 27 October 2022, Julia Charlton presented a podcast on Insider Dealing in Hong Kong – Overview & Update. This podcast provided an overview of the laws on insider dealing in Hong Kong and a summary of the enforcement action and measures against insider dealing,...

On 14 October 2022, Julia Charlton presented a podcast on Listing Pre-Revenue Biotech Companies on the HKEx. This webinar is to provide a detailed explanation on listing pre-revenue Biotech Companies. In April 2018, the HKEx implemented a new listing regime aimed at...

This podcast is to provide a detailed explanation on listing Mineral Companies. Mineral and petroleum companies may list on the HKEx, subject to the additional listing eligibility requirements, disclosure standards and continuing obligations set out in Chapter 18 of...

Explore Hong Kong’s Disclosure of Interests regime under SFO Part XV—shareholding thresholds, exemptions, and DION filing deadlines.

Explore global crypto regulation trends, FATF’s VASP licensing push, and emerging stablecoin proposals in this insightful podcast episode.

This podcast covers FATF’s crypto licensing rules, global regulatory shifts, and new proposals for stablecoin oversight, including in Hong Kong.

UAE is one of the fastest-growing cryptocurrency markets in the world. The regulatory regimes in Dubai, Abu Dhabi and the wider UAE provide several options for crypto firms to explore and positions the UAE as a regional and global destination for the virtual assets...