Starting from 11 April 2019, the SFC will require licensing applications to be made with new licensing forms, and annual returns and notifications to be submitted electronically through the SFC Online Portal.
Archived Post for "Hong Kong Law"
New Listing Committee Decision Review Structure for HKEx in 2019
The Stock Exchange of Hong Kong has published its consultation conclusions on its proposed revision of the review structure for Listing Committee decisions set out in its 10 August 2018 consultation paper.
Hong Kong Tops IPO Fundraising in 2018
The HKEx was the world’s top IPO fundraising market in 2018, for the sixth time in the last ten years. Hong Kong IPOs raised HK$277,848.5 million (US$35,580 million), which is the highest amount since 2010.
SFC Publishes Consultation Conclusions on OTC Derivatives and Conduct Risks
Download the PDF Download the Word On 12 December 2018, Hong Kong’s securities regulator, the Securities and Futures Commission (SFC) issued its consultation conclusions [1] on amendments to the Hong Kong code of conduct for Persons Licensed by or Registered...
Amendments to Hong Kong Code on Unit Trusts and Mutual Funds effective 1 January 2019
Amendments to HK’s Code on Unit Trusts and Mutual Funds took effect 1 January 2019. Retail funds authorised, or the subject of an authorisation application, at 1 January, have 12 months to comply.
Driving Private Financing for Green Industries in Hong Kong – The Catalytic Role of a Green Investment Bank
Eurocham’s Financial Services Business Council has issued a paper, “Driving Private Financing for Green Industries in Hong Kong – The Catalytic Role of a Green Investment Bank”, advocating the establishment of a green …
HKEx Publishes Review of Corporate Governance Practices and Updates Guidance on ESG Reporting
The Stock Exchange of Hong Kong Limited (HKEx) issued its latest review of issuers’ corporate governance practices and updated its guidance material on environmental, social and governance (ESG) reporting.
GEM Listing Committee Censures L & A International Holdings
The GEM Listing Committee of the HKEx has censured L & A International Holdings Limited and five of its directors for granting share options within the black-out period, in breach of GEM Listing Rule 23.05.
CFA Allows Appeal on Insider Dealing of Asia Telemedia Shares
The Court of Final Appeal of Hong Kong has allowed the appeal of the SFC against the Market Misconduct Tribunal’s finding that two executives of Asia Telemedia Limited did not engage in insider dealing.
Trading Suspensions Proposed by HKEx for Auditor Disclaimers and Adverse Opinions
The HKEx proposes a Listing Rule to suspend trading in the securities of listed issuers that publish preliminary results announcements for which the auditor issued a disclaimer on opinion or adverse opinion.