Download the PDF Download the Word More Information, Less Clarity: Governing in the Age of Opacity There is, if one steps back from the daily churn of regulatory circulars and market data, a peculiar irony at the heart of modern corporate governance. Boards of...
Archived Post for "Hong Kong Law"
Hong Kong Stock Exchange Publishes Listing Committee’s 2025 Report
HKEX 2025 Listing Committee Report outlines regulatory actions, market data, IPO growth, and reforms strengthening Hong Kong’s capital markets.
HKEX Launches Major Consultation on Listing Framework Reform
HKEX proposes listing framework reforms: lower WVR thresholds, easier secondary listings, confidential filing & new innovative company routes.
Joint ICAC–SFC Operation Targets Bribery and Insider Dealing in Hong Kong’s Securities Sector
ICAC-SFC joint Operation Fuse targeted insider dealing and bribery by senior executives of SFC-licensed firms. A hedge fund allegedly profited HK$315M from leaked share placement information.
Hong Kong Takeovers Code Update
SFC announces Giordano settlement for concert party breaches and publishes Takeovers Bulletin No. 75 with guidance on EPT securities and submission protocols under the Hong Kong Takeovers Code.
Hong Kong Financial Regulators Launch GenA.I. Sandbox++ to Accelerate Responsible A.I. Adoption across the Financial Sector
HKMA, SFC, IA and MPFA launch GenAI Sandbox++ to promote responsible AI adoption across banking, securities, insurance and MPF sectors.
SFC obtains S. 214 SFO compensation order regarding HKEX listed Summit Superb
SFC secured a HK$595 million compensation order and up to 15-year disqualification against Superb Summit officers under Section 214 SFO.
China’s Regulatory Position on Virtual Currencies and RWA
The HKEX has proposed major reforms to its listing framework, including changes to WVR thresholds, secondary listing requirements and confidential filing for all listing applicants.
Hong Kong: SFC Obtains Three-Year Disqualification Order Against Former Executive Director of National United Resources Holdings Limited for Fictitious Fuel Oil Transactions and Breach of Directors’ Duties
SFC secures a three-year director disqualification against Lo Ka Wai over fictitious fuel oil deals involving NUR and HK$302M payments.
Hong Kong SFC Fines Saxo Capital Markets HK Limited HK$4 Million for Virtual Asset Product Distribution Breaches
SFC fines Saxo Capital Markets HK $4M for distributing unauthorised virtual asset funds and products to retail clients in breach of Hong Kong rules.