A summary of the SFC’s circular to licensed intermediaries: extended deadlines for implementation of regulatory expectations and reminder of order recording requirements under COVID-19 pandemic.
Archived Post for "COVID-19"
SFC Circular Reminds Intermediaries of their Obligations to Ensure Suitability and Timely Dissemination of Information to Clients
A summary of the SFC’s circular to licensed intermediaries: reminder of important obligations to ensure suitability and timely dissemination of information to clients, which has regard to the COVID-19 outbreak.
SFC Issues Guidance on Licensing Related Matters in Light of COVID-19 Pandemic
The following provides a summary of SFC guidance on licensing matters in light of the COVID-19 pandemic and resultant restrictions that may impact the fulfilment of licensing obligations.
HKEx and SFC Issue Further Guidance on Results Announcements in light of COVID-19
HKEx and the SFC issued a further guidance on results announcements in a follow up to the February Joint Statement in respect of disclosure of financial information and inside information.
COVID-19 and Price Sensitive Information (Inside Information)
A discussion of the obligations to disclose information in regards to the direct and indirect impacts of COVID-19 on companies and/or the exposure of companies to certain risks likely to impact it.
COVID-19 and Force Majeure: What You Should Know
COVID-19 has impacted industries across the spectrum and such disruptions have exposed parties to potential liability. Accordingly, we explore whether COVID-19 can constitute a force majeure under an agreement.
Joint Consultation Paper Issued on Proposed Changes to Hong Kong Listing Regulation
The Securities and Futures Commission and the HK Stock Exchange have issued a joint consultation paper on proposed changes to the decision-making and governance structure of listing regulation.