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Hong Kong Law

March 2016

Best Boutique Firm 2015

Asian Legal Business Awards

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Charltons - Hong Kong Law Newsletter - Issue 326 - 18 March 2016

Hong Kong professional investor

Code of conduct Hong Kong

Suitability Requirement Hong Kong

Amendments to the Code of Conduct SFC

Paragraph 5.2 Code of Conduct

Suitability requirement exemption Hong Kong

Consultation Conclusions on the Proposed Amendments to the Professional Investor Regime and Further Consultation on the Client Agreement Requirements

Individual Professional Investor Hong Kong

Institutional Professional Investor Hong Kong

Corporate Professional Investor Hong Kong

Principles based assessment Hong Kong

Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
Hong Kong professional investor regime
Securities and Futures (Professional Investor) Rules
Client Agreement suitability requirement Hong Kong
Financial Suitability Requirements