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SFC Sets Standards for Leveraged Foreign Exchange Traders Effective 1 January 2021

Hong Kong Law

April 2020

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Charltons - Hong Kong Law - 492 - 22 April 2020

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SFC Standards for Leveraged Foreign Exchange Trading

Expected regulatory standards and good industry practices leveraged foreign exchange trading Hong Kong

Leveraged foreign exchange trading Hong Kong

SFC circular to licensed corporations- report on leveraged foreign exchange trading activities carried out by licensed corporations

SFC report on leveraged foreign exchange trading activities carried out by licensed corporations

Expected standard of conduct leveraged foreign exchange traders

Internal controls leveraged foreign exchange traders

Code of Conduct for Persons Licensed by or Registered with the SFC

Securities and Futures (Contract Notes, Statements of Account and Receipts) Rules

Hong Kong LFET
SFC type 3 licensed corporations
leveraged foreign exchange trading investors
Leveraged foreign exchange trading client order
Information for Clients Leveraged Foreign Exchange
Leveraged Foreign Exchange client due diligence