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Hong Kong Law

May 2015

Best Boutique Firm 2014

Asian Legal Business Awards

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Charltons
Dominion Centre,12th Floor
43-59 Queen's Road East, Hong Kong

Tel: + (852) 2905 7888
Fax: + (852) 2854 9596
www.charltonslaw.com

 

Charltons - Hong Kong Law Newsletter - Issue 291 - 22 May 2015

Hong Kong SFC KYC and Account Opening Obligations

Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission

Circular concerning Know Your Client and Account Opening Procedures

Know your client procedures in Hong Kong

Signing of Client Agreement

Hong Kong SFC KYC rules

Hong Kong Securities and Futures Commission SFC

Paragraph 5.1 of SFC Code of Conduct

SFC certification process

Accuracy of client information

KYC Checklist
KYC Checklist
Account Opening Process