Insights
YEAR
2024
Overview of the SFC’s Code on Takeovers and Mergers
SFC’s Bookbuilding Conduct Requirements and the related HKEX Listing Rule requirements
Hong Kong Regulation of Virtual Asset Trading Platforms
HKEX Treasury Shares Regime and Proposed Company Re-domiciliation Regime in Hong Kong
HKEX Consultation on Changes to Corporate Governance Code and Listing Rules
2024 Insider Dealing in Hong Kong – Overview & Update
YEAR
2023
Hong Kong Regulation of Virtual Assets Trading Platforms
Insider Dealing in Hong Kong – Overview & Update 2023
Regulatory Landscape for Web3 & Digital Assets – a Global & GCC Perspective
SFC Consultation on Proposed Amendments to the Codes on Takeovers and Mergers and Share Buy-Backs
Overview of Hong Kong VASP Licensing & SFC Consultation Conclusions on Regulatory Requirements for SFC Licensed Crypto Exchanges
SFC Consults on Proposed Regulatory Requirements for Hong Kong Licensed Virtual Asset Trading Platform Operators
HKEX and SFC Disciplinary & Enforcement Actions between May and August 2022 – part 2
HKEX and SFC Disciplinary & Enforcement Actions between January and April 2022 – part 1
YEAR
2022
2022 Virtual Asset (Crypto) Service Providers & Dealers in Precious Metals & Stones: Hong Kong’s New Regulatory Regimes
2022 SFC Bookbuilding Conduct Requirements – HKEX Listing Rules & Transitional Arrangements
2022 Insider Dealing in Hong Kong – Overview & Update
Disclosure of Interests
Webinar 3 of Hong Kong Crypto Regulation Webinar Series 2022
Webinar 2 of Hong Kong Crypto Regulation Webinar Series 2022
Webinar 1 of Hong Kong Crypto Regulation Webinar Series 2022
YEAR
2021
Webinar on SFC Consultation Conclusion on Bookbuilding and Placing Activities and Sponsor Coupling
Webinar on HKEX Consultation Paper on SPACs
HKEX Listing Rule Changes on Disciplinary Powers and Sanctions
Cryptocurrency Funds and Virtual Assets in Hong Kong and Cayman
Webinar on SFC’s consultation on a proposed Code of Conduct for Hong Kong Bookbuilding and Placing Activities and Proposal on Sponsor Coupling
Charltons presented webinar on SFC Consultation on Proposed Code of Conduct on Bookbuilding and Placing Activities and Proposal on Sponsor Coupling
On 26 February 2021, Charltons presented Webinar 7 of Charltons Online Crypto Regulation Forum
On 19 February 2021, Charltons presented Webinar 6 of Charltons Online Crypto Regulation Forum
On 5 February 2021, Charltons presented Webinar 5 of Charltons Online Crypto Regulation Forum
BritCham HK’s webinar on the Role of outside advisers
On 29 January 2021, Charltons presented Webinar 4 of Charltons Online Crypto Regulation Forum
On 22 January 2021, Charltons presented Webinar 3 of Charltons Online Crypto Regulation Forum
On 15 January 2021, Charltons presented Webinar 2 of Charltons Online Crypto Regulation Forum
On 08 January 2021, Charltons presented Webinar 1 of Charltons Online Crypto Regulation Forum
YEAR
2020
Charltons presented webinar on The HKEX profit requirement proposals – consultation on the Main Board profit requirement
On 24 August 2020, Charltons presented Part I: Directors’ duties and liability for breaching Listing Rule Obligations of a Webinar Series on Responsibilities of HKEx-listco Directors
The licensing regime in Hong Kong
Bonds issues in Hong Kong
Charity Governance in Hong Kong
YEAR
2017
YEAR
2016
Listed company guide to inside information
Environmental social and governance reporting guide for companies listed on the HKEx
Private placement of bonds
Hong Kong crowd funding and the associated risks
Responsibilities of directors of companies listed on the Main Board of the Stock Exchange of Hong Kong Limited
Responsibilities of directors of companies listed on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited
Overview of responsibilities of directors of companies listed on the Main Board of The Stock Exchange of Hong Kong Limited
Overview of responsibilities of directors of companies listed on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited
YEAR
2015
Hong Kong Regulation of crowd funding
Hong Kong regulation of crowd funding
Mainland-Hong Kong Mutual Recognition of Funds Initiative to launch on 1 July 2015: Hong Kong distribution opportunities for China funds
Hong Kong corporate finance regulation 2014 and 2015 – IPO sponsor due diligence regime update
The connected transactions rules in Hong Kong
Hong Kong listing rules: connected transactions
Opportunities for Russian companies to raise debt finance in Hong Kong
Listing of debt securities for professional investors on The Stock Exchange of Hong Kong Limited
SFC’s powers to seek compensation for investors
Disclosure of interests under the Securities and Futures Ordinance
Hong Kong corporate finance regulation 2014 and 2015 – IPO sponsor due diligence update
YEAR
2014
A Hong Kong corporate finance law firm
Fund structures
Structuring a private equity fund to be marketed in Europe
Regulatory implications of offering securities to employees in Hong Kong
Ongoing compliance matters for a licensed corporation to carry out certain regulated activities
The Hong Kong Code on Takeovers and Mergers
The Hong Kong Code on Takeovers and Mergers
The Listing Rules’ requirements for reverse takeovers of Hong Kong listed companies
The 10 most important things to know about reverse takeovers (RTOs) of Hong Kong listed companies
Insider dealing under the Securities and Futures Ordinance
Hong Kong listing rules amendments changes to the connected transaction rules
Obligations of directors of the offeror under the Code on Takeovers and Mergers
Marketing mutual funds in Hong Kong
Marketing non-corporate funds in Hong Kong
Marketing by an overseas company of shares in Hong Kong
Market misconduct under the Securities and Futures Ordinance
Rights issue and open offer in Hong Kong
Charltons’ funds practice
Backdoor listing
YEAR
2013
The statutory regime for listed companies’ disclosure of inside information
Annual retainer services
Statutory regime for the disclosure of price sensitive information – the Implications for listed companies and their directors
The 10 most important things to know about Hong Kong SFC licensing for commodities related activities
Mergers and acquisitions
YEAR
2012
YEAR
2005
YEAR