SFC releases consultation conclusions on regulatory oversight of credit rating agencies, proposing Type 10 regulated activity and a CRA Code of Conduct.
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China News Alert Issue 355
IP China resolved to protect intellectual property Jurisdiction The Secretary for Justice visits Shenzhen and Guangzhou Securities China Mobile internally ready for A-share listing Investment China Investment Corporation announces the establishment of a wholly-owned...
HKEx Admits Brazil Japan and the Isle of Man as Acceptable Jurisdictions of Incorporation for Overseas Listing Applicant
Hong Kong Exchanges and Clearing Limited (HKEx) published three listing decisions last month, October 2010, increasing to thirteen the number of acceptable jurisdictions of incorporation for overseas companies…
China News Alert Issue 354
Download the Word Tax New tax looms for coal miners Securities Chinese Regulator Grants QFII Status to Two Taiwanese Fund Managers Investment Chinese firms’ overseas investments up 10.4% in first 9 months Hebei Province plan five large groups in steel sector First...
HKEx Listing Committee Announces Interim Guidance on pre-IPO Investments
The publication on 13 October 2010 of interim guidance on pre-IPO investments aims to clarify the position in relation to pre-IPO investments pending a consultation on possible Listing Rule amendments. This comes…
China News Alert Issue 353
Download the Word Law Top legislature adopts Social Insurance Law Tax China announces fresh tax incentives to boost employment Exchange China uncovers illegal forex deals worth US$7.34 billion to curb “hot money” inflow Others Rare earths ‘will not be bargaining...
SFC Publishes Consultation Paper on the Evidential Requirements under the Securities and Futures Professional Investor Rules
SFC publishes consultation paper on the evidential requirements under the Securities and Futures Professional Investor Rules.
China News Alert Issue 352
Download the Word Capital Markets Mini-QFII rules may come out before October Company China to release new version of foreign investment catalogue Chinese firms seal 46 M&As Tighter banking rules planned Rules to tighten spill disclosure Pace of FDI moderates...
HKEx Publishes Consultation Paper on Proposed Reduction of Required Minimum Number of Shareholders for the Market Capitalisation-Revenue Test
The Stock Exchange of Hong Kong (“HKEx”) has published a consultation paper on a proposed change to the minimum number of shareholders required for applicants listing under the Market Capitalisation/Revenue Test…
China News Alert Issue 351
Download the Word Capital Markets China to nod guaranteed funds to invest in stock futures Company China vows to treat foreign business fairly Official calls for laws against international graft China Life to buy into bank Foreign banks apply to invest in yuan bonds...