Please join Julia Charlton for a webinar on the requirements for notifiable and connected transactions under the Listing Rules of the Hong Kong Stock Exchange at 5:00 to 6:00 pm HKT on 30 September 2026.
The webinar is accredited with 1 CPD point by The Law Society of Hong Kong.
Level: Beginner/Intermediate
Webinar Objective:
The webinar will provide a detailed introduction to the requirements for Notifiable and Connected transactions under Chapters 14 and 14A of the Main Board Listing Rules and Chapters 19 and 20 of the GEM Listing Rules.
About the Webinar
The webinar will cover the following topics:
- Notifiable Transactions:
- Definition and scope
- Transaction categories and percentage ratios
- Announcement, pre-vetting and voting requirements
- Circular requirements
- Reverse takeovers and extreme transactions
- Connected Transactions:
- Definition and scope
- Connected persons and associates
- Announcement, shareholders’ approval and reporting requirements
- Continuing connected transactions
- Exemptions
About the Presenter
Julia Charlton is a Hong Kong and English qualified solicitor and has been practising law in Hong Kong since 1987. She is the founder and a partner of Charltons, a boutique Hong Kong law firm focusing on corporate finance. Julia practises as a corporate finance lawyer and has extensive experience of advising Hong Kong, Chinese and overseas businesses and financial institutions on capital raisings, M&A, investment and business activities in Hong Kong, China and internationally. Her practice areas include Hong Kong IPOs, listed companies’ regulatory compliance, capital markets, derivatives, securities law, investment funds, virtual assets, stablecoins, restructuring, private equity and regulatory issues, and general corporate and commercial matters.
- Enrolment is limited – registrations will be accepted on a first-come, first-served basis.
- Please note that we accept no liability for any non-availability for any CPD Point(s) for any participants whatsoever.
- A confirmation of attendance based on your registration and log in and out details will be sent to you automatically via email shortly after the webinar ends. No other or further confirmation will be provided.