Select Page
SFC Guidance to ETF Fund Managers and Market Makers after Temporary Halt by ETF Market Maker amid COVID-19 Pandemic

Hong Kong Law

April 2020

Award winning Hong Kong law firm

This newsletter is for information purposes only.

Its contents do not constitute legal advice and it should not be regarded as a substitute for detailed advice in individual cases.
Transmission of this information is not intended to create and receipt does not constitute a lawyer-client relationship between Charltons and the user or browser.
Charltons is not responsible for any third party content which can be accessed through the website.

If you do not wish to receive this newsletter please let us know by emailing us at

Dominion Centre,12th Floor
43-59 Queen’s Road East Hong Kong

Tel: + (852) 2905 7888
Fax: + (852) 2854 9596


Charltons - Hong Kong Law - 490 - 20 April 2020


SFC COVID-19 Guidance ETFs

Risk Management ETF Hong Kong

Risk Management ETF Market Makers Hong Kong

SFC circular to management companies and market makers of SFC-authorised exchanged traded funds – ETF market making

SFC circular to management companies and trustees and custodians of SFC-authorised funds

SFC-authorised ETFs

Exchange traded funds Hong Kong

ETF Code on Unit Trusts and Mutual Funds

8.6(p) Code on Unit Trusts and Mutual Funds

Hong Kong ETF market maker

Liquidity ETF Hong Kong

SFC internal controls market maker