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Hong Kong Law

June 2007

Best Boutique Firm 2014

Asian Legal Business Awards

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Charltons
Dominion Centre,12th Floor
43-59 Queen's Road East, Hong Kong

Tel: + (852) 2905 7888
Fax: + (852) 2854 9596
www.charltonslaw.com

Charltons - Hong Kong Law Newsletter - Issue 48 - 20 June 2007

Overseas Hedge Fund Managers

Licensing of Fund Managers

Hong Kong Securities and Futures Commission

U.S. Securities and Exchange Commission

UK Financial Services Authority

Securities and Futures Ordinance Cap 571

Compliance track record

Professional investors

Securities and Futures (Professional Investor) Rules Cap 571D

High net worth individuals

Large corporate investors
Streamlined licensing process for UK or US licensed/registered hedge fund managers
Exemption from licensing requirement for Hong Kong based firms
Responsible officers
Pre-licence assistance
Business premises of hedge fund managers