Company Commercial, Corporate Finance and Regulatory Compliance
Bachelor of Arts (Literary Studies) (B.A.)(University of Hong Kong)
Bachelor of Laws (LL.B.) (University of Hong Kong)
Postgraduate Certificate in Laws (P.C.LL.) (University of Hong Kong)
English, Mandarin and Cantonese
Oswald graduated from the University of Hong Kong with a Bachelor of Arts (Literary Studies) in 2015 and a Bachelor of Laws in 2017. Prior to joining Charltons, Oswald earned his Postgraduate Certificate in Laws (P.C.LL.) from the University of Hong Kong.
Oswald’s practice focuses on corporate finance and commercial transactions, including initial public offerings and secondary listings, mergers and acquisitions, post-IPO regulatory compliance as well as licensing matters.
Selected recent experience includes the following:
- Assisted in advising the sponsor on the potential listing of a Hong Kong securities trading company on the Main Board of The Stock Exchange of Hong Kong Limited
- Assisted in advising a Hong Kong listed issuer on its change of domicile from Jersey to Russia
- Assisted in advising various Hong Kong listed issuers on their compliance with the Listing Rules including but not limited to review of interim reports, annual reports and environmental, social and governance reports, as well as connected and notifiable transactions